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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-11 |
Branch Locations
11890 Westheimer Road, Houston, TX 77077 • United States
4004 Richmond Ave, Houston, TX 77027 • United States
2001 Kirby Drive, Houston, TX 77019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Houston | TX | 07/2023 | 08/2023 |
| E*Trade Securities Llc | Houston | TX | 04/2007 | 07/2023 |
| Mercer Global Advisors Inc. | Houston | TX | 09/2023 | 06/2024 |
| Morgan Stanley | Houston | TX | 03/2023 | 08/2023 |
| Pnc Investments | Houston | TX | 12/2024 | Present |
| Unemployed | Houston | TX | 06/2024 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-30 |
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