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Kevin Matthew Wieczorek

Wells Fargo Clearing Services, LLC

Omak, WA

Wenatchee, WA

Chelan, WA

Oroville, WA

Seattle, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-30
WA RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2020-06-30
  • WA RA
    APPROVED
    Since 2011-01-03

Branch Locations

21 W 1St St, Omak, WA 98841 • United States

301 N Chelan Ave, Wenatchee, WA 98801 • United States

222 E Woodin Ave, Chelan, WA 98816 • United States

705 Central Ave, Oroville, WA 98844 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wenatchee WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Wenatchee WA 11/2016 Present
Previous Registrations
  • 2010-09-30 → 2011-01-03
    Wells Fargo Investments, Llc
    Wenatchee, WA
  • 2009-05-02 → 2010-10-12
    Chase Investment Services Corp.
    Chelan, WA
    Moses Lake, WA
    Omak, WA
    Pasco, WA
    Kennewick, WA
    Ephrata, WA
    Richland, WA
    Wenatchee, WA
    East Wenatchee, WA
  • 2007-01-01 → 2009-05-02
    Wamu Investments, Inc.
    Richland, WA
    Grandview, WA
    Kennewick, WA
    Walla Walla, WA
    Kennewick, WA
    Pasco, WA
    Richland, WA
    Wenatchee, WA
    Ephrata, WA
    Wenatchee, WA
    East Wenatchee, WA
    Chelan, WA
    Omak, WA
    Moses Lake, WA
    Yakima, WA
    Yakima, WA
    Ellensburg, WA
    Yakima, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-27
S63 Uniform Securities Agent State Law Examination 1997-06-25
  • S65 Uniform Investment Adviser Law Examination
    2006-12-27
  • S63 Uniform Securities Agent State Law Examination
    1997-06-25

View on SEC IAPD

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