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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-07-06
  • IL RA
    APPROVED
    Since 2015-07-06

Branch Locations

445 Skokie Blvd, Northbrook, IL 60062 • United States

1160 N Plaza Drive, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank Northbrook IL 07/2015 Present
Charles Schwab & Co., Inc. Northbrook IL 04/1997 Present
Td Ameritrade Inc Northbrook IL 04/2023 06/2024
  • 07/2015 → Present
    Charles Schwab Bank
    Northbrook, IL
  • 04/1997 → Present
    Northbrook, IL
  • 04/2023 → 06/2024
    Td Ameritrade Inc
    Northbrook, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-01
S63 Uniform Securities Agent State Law Examination 1997-12-18
  • S66 Uniform Combined State Law Examination
    2004-04-01
  • S63 Uniform Securities Agent State Law Examination
    1997-12-18
Other Names
  • Josh Kerby Brown
  • Josh K Brown

View on SEC IAPD

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