Richard Scott Rawlins

Current Employers

Employment History

• 02/1997 → 12/2020
  Avantax Investment Services, Inc.
  Colleyville, TX
• 02/2008 → 12/2020
  Avantax Advisory Services
  Colleyville, TX
• 12/2020 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 12/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2022 → Present
  Farpointe Financial Services Llc
  Colleyville, TX
• 03/2023 → Present
  Farpointe Wealth Advisors
  Colleyville, TX
• 10/2023 → Present
  Highpoint Financial Group, Llc
  Colleyville, TX

Previous Registrations

• 2008-02-09 → 2017-02-15
  Avantax Advisory Services
  Dallas, TX

Other Businesses

1) YOUNG LIFE (GRAPEVINE COLLEYVILLE), NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, BOARD MEMBER, PREPARE/UPDATE LOCAL COMMITTEE ON FINANCIAL STANDING OF CLUB, SINCE 5/2020, 2H/WEEK 2) NAME OF OTHER BUSINESS: FAIRPOINTE WEALTH PARTNERS, LLC; INVESTMENT RELATED: NO; ADDRESS: 530 E SOUTHLAKE BLVD SUITE 160 SOUTHLAKE,TX 76092; NATURE OF BUSINESS: BOARD; START DATE: 12/2020; POSITION/TITLE/RELATIONSHIP: CEO/BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS ; 3) NAME OF OTHER BUSINESS: FARPOINTE WEALTH ADVISORS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: FARPOINTE DBFS HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 7/2023; POSITION/TITLE/RELATIONSHIP: NONE; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NO DUTIES; 5) NAME OF OTHER BUSINESS: STEVEN L. WILSON & ASSOCIATES; INVESTMENT RELATED: NO; ADDRESS: 8282 S MEMORIAL DR, SUITE 106, TULSA, OK 74133; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: TAX PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSISTING WITH MANAGEMENT AND STRATEGY; 6) NAME OF OTHER BUSINESS: HIGHPOINT FINANCIAL GROUP, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-07-23

Designations

Other Names

• Richard Scott Rawlins