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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-02-26
  • PA RA
    APPROVED
    Since 2019-02-26

Branch Locations

525 Washington Blvd Investment Solutions Group, Jersey City, NJ 07310 • United States

417 Thorn St Investment Solutions Group, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cleveland OH 03/1998 Present
Other Businesses

I*1312298 For profit or not for profit: Entity For Profit Name of outside business organization: Mollys Pac N Pesos Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 5/26/2023 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , The entity is a horse that will be entered in Barrel racing competitions. I own and am responsible for the horses care, e.g., feed, veterinary cost

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-06-24
  • S66 Uniform Combined State Law Examination
    1998-06-24
Other Names
  • Antonia M Podgorski

View on SEC IAPD

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