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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-13 |
| FL | RA | APPROVED | 2023-11-13 |
Branch Locations
Fort Myers, FL • United States
14541 Hope Center Loop, Suite 101, Fort Myers, FL 33912 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Ft. Myers | FL | 06/2009 | 11/2023 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 11/2023 |
| Raymond James & Associates | Fort Myers | FL | 11/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
RENTAL PROPERTY, OWNER; START DATE: 02/2016; INVESTMENT RELATED; FOR MYERS, FL; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0 *463873 - Southwest Free Pain Clinic; Investment related No; Fort Myers, Florida; Civic/Religious/Community; Board Member, Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 12/2021 ; During business hours: 2; After business hours: 0; Business Development/Growth.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-07-01 |
| S65 | Uniform Investment Adviser Law Examination | 1997-07-01 |
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