Jared Michaud Kaplan

Current Employers

Employment History

• 12/2006 → 01/2022
  Ubs Financial Services Inc
  Miami, FL
• 01/2022 → Present
  Newedge Wealth, Llc
  Stamford, CT
• 01/2022 → Present
  Newedge Securities, Inc.
  Stamford, CT

Previous Registrations

• 2006-12-04 → 2022-02-15
  Ubs Financial Services Inc.
  Coral Gables, FL
  Weehawken, NJ
  Miami, FL
• 2004-08-16 → 2006-12-07
  Banc Of America Investment Services, Inc.
  Miami, FL
  Miami, FL
• 2004-05-07 → 2004-08-25
  Lehman Brothers Inc.
  Miami, FL

Other Businesses

1)Legal Services of Greater Miami, Inc. / United States / 4343 West Flagler St. / Miami / fl / United States / 33134 / www.legalservicesmiami.org / No / Charity / / Charity / / Not for profit organization which hires lawyers and provides pro-bono legal services to individuals (in civil matters only) who could not otherwise afford counsel. / Active / Other / Member of Investment Committee / Help advise on matters associated with management of the endowment portfolio. / 6 / No / No / No / No / Start Date 12/01/2017 / / No / / No / / No / No No / Miami, FL / No / / No / / They provide a good service to our community and asked me to help. / No / 2)SOLE OWNER OF ANTIQUE MERCHANDISING BUSINESS._x000D_ 3)SANDESTIN BEACH HILTON, SANDESTIN, FL., YES, INVESTMENT RELATED. BUSINESS - RESORT HOTEL OPERATION. TITLE - LIMITED PARTNER._x000D_ START DATE - 05/15/1984. HOURS/MONTHS/N/._x000D_ DUTIES/NONE. 4)Palmer Trinity School/8001 SW 184th St.,Palmetto Bay,fl,33157,US?Investment related?:no/Education/Member of Board of directors /I will vote upon decisions the school makes, including budgeting, capital campaigns, enrollment and tuition, and other matters. I have also been asked to serve as an authorized signor on checks over $25k, as per school policy checks of this size require two signatures from Administration plus one Trustee signature./Start Date:12/1/2017/Time reqd during working hours?: no 6)Redlands Hospitality Group-Yes Invest*Homestead, FL*If we make it through due diligence and close on the acquisition of Schnebly Redland's Winery, I would become 24.9% owner of the General Partnership. I am playing a role in assembling a team of partners and evaluating our future business plan and initiatives; however my role post-closing will be passive and will not require my ongoing involvement.*5Hours per mnth*11/23/22 7)OnMed*Yes Invest*My only activity will be as a small, passive investor. I will have no other responsibilities or titles.*0 hrs per mnth*11/23/22*Tampa, FL 8)NewEdge Wealth, LLC, an IAR. Financial Advisor for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours.  Home office 2200 Atlantic Street, Stamford CT, 06902.Start Date: 01/28/2022 9.NewEdgeWealth*Request to add fixed annuities and insurance.*Yes Invest*3hrs*6/14/23* 10.JAMDA LLC*I am a partner in our Advisory business, and this LLC owns my interest.*Yes Invest*60 Hrs per mnth-240 during trade*1/26/22*Miami FL

Exams

• S66 Uniform Combined State Law Examination
  2001-07-27
• S65 Uniform Investment Adviser Law Examination
  1997-06-17
• S63 Uniform Securities Agent State Law Examination
  1997-05-29

Other Names

• Jay Kaplan
• Jared M Kaplan