Eric P Frappier

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-07-26
RI	RA	APPROVED	2022-07-18

NY RA
APPROVED

Since 2022-07-26
RI RA
APPROVED

Since 2022-07-18

Branch Locations

1 Citizens Plz Ste 520, Providence, RI 02903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citizens Bank	Riverside	RI	05/2016	12/2017
Citizens Securities, Inc.	Riverside	RI	05/2016	12/2017
Citizens Securities Inc.	Riverside	RI	12/2017	02/2019
Citizens Bank	Riverside	RI	12/2017	02/2019
Wells Fargo Clearing Services Llc	Providence	RI	03/2019	Present

05/2016 → 12/2017

Citizens Bank

Riverside, RI
05/2016 → 12/2017

Citizens Securities, Inc.

Riverside, RI
12/2017 → 02/2019

Citizens Securities Inc.

Riverside, RI
12/2017 → 02/2019

Citizens Bank

Riverside, RI
03/2019 → Present

Wells Fargo Clearing Services Llc

Providence, RI

Previous Registrations

2019-04-04 → 2021-09-09

Wells Fargo Clearing Services, Llc

Providence, RI

St. Louis, MO
2015-11-12 → 2019-03-11

Citizens Securities, Inc.

Johnston, RI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-27
S63	Uniform Securities Agent State Law Examination	2013-11-19

S66 Uniform Combined State Law Examination

2016-04-27
S63 Uniform Securities Agent State Law Examination

2013-11-19

Other Names

Eric Peter Frappier

View on SEC IAPD