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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-11-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 10/2015 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 10/2015 | Present |
I*6971 For profit or not for profit: Name of outside business organization: Scott Rosser Investment related: Address of business: Los Angeles, California 90046 Nature of business: Rental Property Position, title, association: , Start date of relationship: 10/12/2018 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-17 |
| S65 | Uniform Investment Adviser Law Examination | 2000-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-04 |
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