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Scott Michael Marshall

Tiaa-Cref Individual & Institutional Services, LLC

Pittsburgh, PA

Pittsburgh, PA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-08-21
TX RA APPROVED_RES 2025-08-19
PA RA APPROVED 2020-12-24
  • AL RA
    APPROVED
    Since 2026-08-21
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • PA RA
    APPROVED
    Since 2020-12-24

Branch Locations

141 South St. Clair Street Suite 202, Pittsburgh, PA 15206 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Pittsburgh PA 10/2005 03/2018
Scottrade Investment Management Pittsburgh PA 09/2016 03/2018
Tiaa Pittsburgh PA 03/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc Pittsburgh PA 03/2018 Present
Previous Registrations
  • 2016-11-29 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
  • 2003-06-30 → 2005-10-17
    Td Ameritrade, Inc.
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-12
S63 Uniform Securities Agent State Law Examination 1999-08-13
  • S66 Uniform Combined State Law Examination
    2022-08-12
  • S63 Uniform Securities Agent State Law Examination
    1999-08-13

View on SEC IAPD

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Other Offices

ALLEGHENY FINANCIAL GROUP · PITTSBURGH, PA
ALLEGHENY INVESTMENTS · PITTSBURGH, PA
ANALYTX CAPITAL MANAGEMENT LP · PITTSBURGH, PA
CWM, LLC · Pittsburgh, PA
LPL FINANCIAL LLC · BELLEVUE, PA
DS WEALTH ADVISORS, INC. · PITTSBURGH, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PITTSBURGH, PA
WESBANCO SECURITIES, INC. · PITTSBURGH, PA

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