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Jon Scott Lowther

Wells Fargo Clearing Services, LLC

Sarasota, FL

Sarasota, FL

Sarasota, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-11-16
TX RA APPROVED_RES 2020-11-10
  • FL RA
    APPROVED
    Since 2020-11-16
  • TX RA
    APPROVED_RES
    Since 2020-11-10

Branch Locations

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

3625 Bee Ridge Rd, Sarasota, FL 34233 • United States

1819 Main St 1St & 2Nd Fl, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 03/2014 11/2020
Suntrust Advisory Services Atlanta GA 08/2016 11/2020
Wells Fargo Clearing Services, Llc Sarasota FL 11/2020 Present
  • 03/2014 → 11/2020
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 08/2016 → 11/2020
    Suntrust Advisory Services
    Atlanta, GA
  • 11/2020 → Present
    Wells Fargo Clearing Services, Llc
    Sarasota, FL
Previous Registrations
  • 2016-08-24 → 2020-11-13
    Truist Advisory Services, Inc.
    Longboat Key, FL
    Sarasota, FL
    Sarasota, FL
    Ellenton, FL
    Bradenton, FL
  • 2014-03-10 → 2016-12-31
    Truist Investment Services, Inc.
    Osprey, FL
    Longboat Key, FL
    Sarasota, FL
    Sarasota, FL
    Ellenton, FL
    Bradenton, FL
  • 2011-05-26 → 2014-03-07
    Fifth Third Securities, Inc.
    Venice, FL
    Port Charlotte, FL
    Venice, FL
    Venice, FL
    North Port, FL
    Englewood, FL
    Sarasota, FL
    Sarasota, FL
    Sarasota, FL
    Sarasota, FL
    Sarasota, FL
  • 2004-10-20 → 2011-05-18
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New Orleans, LA
    New Orleans, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-12
S63 Uniform Securities Agent State Law Examination 1997-07-11
  • S65 Uniform Investment Adviser Law Examination
    2020-10-12
  • S63 Uniform Securities Agent State Law Examination
    1997-07-11

View on SEC IAPD

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