Aneel Arjumand Mall

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-09
TX	RA	APPROVED_RES	2020-03-11
NJ	RA	APPROVED	2019-12-23

NY RA
APPROVED

Since 2021-06-09
TX RA
APPROVED_RES

Since 2020-03-11
NJ RA
APPROVED

Since 2019-12-23

Branch Locations

58 South Service Road Suite 400, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Melville	NY	01/2010	08/2019
Morgan Stanley	New York	NY	08/2019	Present

01/2010 → 08/2019

Ubs Financial Services Inc

Melville, NY
08/2019 → Present

Morgan Stanley

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-21
S63	Uniform Securities Agent State Law Examination	1999-10-05

S66 Uniform Combined State Law Examination

2019-12-21
S63 Uniform Securities Agent State Law Examination

1999-10-05

Other Names

Aneel A Mall