Shihi Chu

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2010-08-19

VA RA
APPROVED

Since 2010-08-19

Branch Locations

8401 Greensboro Dr Ste 230, Mclean, VA 22102-3598 • United States

Centreville, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Vienna	VA	04/2010	03/2020
Ameriprise Financial Services, Llc	Vienna	VA	03/2020	Present

04/2010 → 03/2020

Ameriprise Financial Services, Inc.

Vienna, VA
03/2020 → Present

Ameriprise Financial Services, Llc

Vienna, VA

Other Businesses

Outside Employment; DSKG, LLC; Paraplanner.; New LLC established to manage operations of the practice.; 301 Maple Ave W, Suite 520, Vienna, VA, 20120; Investment-Related; 05/06/2024; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-08-18
S63	Uniform Securities Agent State Law Examination	2004-08-02

S65 Uniform Investment Adviser Law Examination

2010-08-18
S63 Uniform Securities Agent State Law Examination

2004-08-02

Other Names

Eva S Chu
Shih I Chu

View on SEC IAPD