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1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-15 |
| VA | RA | APPROVED | 2025-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Interactive Financial Advisors | Chicago | IL | 11/2006 | 08/2025 |
| Gwn Securities Inc. | Palm Beach Gardens | FL | 07/2010 | 10/2017 |
| Brooklight Place Securities, Inc. | Downers Grove | IL | 11/2017 | 08/2020 |
| Fortune Financial Services | Monaca | PA | 08/2020 | 08/2025 |
| Founders Financial Securities Llc | Reston | VA | 08/2025 | Present |
1) NAME OF BUSINESS: SHENANDOAH FINANCIAL ADVISORS; NATURE OF BUSINESS: LIFE & HEALTH INSURANCE SALES; LOCATION: 117 SOUTH LOUDOUN STREET, WINCHESTER, VA 22601; TITLE: LIFE REPRESENTATIVE; START DATE: 06/1999; APPROXIMATE NUMBER OF HOURS PER MONTH: 10-20; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: LESS THAN ONE. 2) NATURE OF BUSINESS: BASEBALL UMPIRE; LOCATION: 1545 TWISTED OAK DRIVE, RESTON, VA 20194; TITLE: UMPIRE; START DATE: 01/1986; APPROXIMATE NUMBER OF HOURS PER MONTH: 60 (IN SEASON FEBRUARY-OCTOBER); APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: SEASON FEBRUARY-MAY 80 HOURS. UMPIRE COLLEGE, HIGH SCHOOL AND RECREATIONAL BASEBALL AS INDEPENDENT CONTRACTOR FOR INDIVIDUAL SCHOOLS AND MAC UMPIRES. GAMES ARE EVENINGS AND WEEKENDS WITH LIMITED TIME DURING TRADING HOURS. 3) NAME OF BUSINESS: SHENANDOAH FINANCIAL ADVISORS; NATURE OF BUSINESS: TAX PREPARER; LOCATION: 117 SOUTH LOUDOUN STREET, WINCHESTER, VA 22601; TITLE: TAX PREPARER; START DATE: 01-2009; APPROXIMATE NUMBER OF HOURS PER MONTH: FEBRUARY-APRIL 80 HOURS; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 2 (AS NEEDED). 4) Note: OBA for tax prep, IAR and Insurance occur in Winchester office
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-17 |
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