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6025 Brookvale Lane Suite 160, Knoxville, TN 37919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2016-12-19 |
Branch Locations
6025 Brookvale Lane Suite 160, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ftb Advisors, Inc. | Knoxville | TN | 10/2013 | 11/2016 |
| Lpl Financial, Llc | Knoxville | TN | 11/2016 | Present |
| Tvamp | Knoxville | TN | 12/2016 | Present |
| Tennessee Brokerage Agency | Knoxville | TN | 07/2017 | Present |
| First Tennessee | Memphis | TN | 02/2008 | 11/2016 |
1) 12/9/2016 - TVAMP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 12/9/2016 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2) 12/14/2016 - TVAMP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/09/2016 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through TVAMP, an independent investment advisor firm. I started this business activity in Dec 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 7/31/2017 - Tennessee Brokerage Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/03/2017 - 4 Hours Per Month/1 Hour During Securities Trading. 4) 9/15/2018 - No Business Name - Investment Related - Home Based - business owner - Writer/Editor - Start Date: 08/24/2018 - 8 Hours Per Month/0 Hours During Securities Trading. 5) 05/14/2025 - Act in Fiduciary Capacity per POA for Rufus Obie Eddins, Jr. - Non-Investment Related - Not Compensated - Start Date: 09/27/2019
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-06-11 |
| S65 | Uniform Investment Adviser Law Examination | 1997-06-11 |
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