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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

Bronson, TX • United States

5001 Spring Valley Road, Dallas, TX 75244 • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Dallas TX 06/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ft. Worth, TX
  • 1997-08-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ft. Worth, TX
    Arlington, TX
Other Businesses

*515474 : Pape Farm ; Investment related : No ; Bronson ; Texas ; Agriculture ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 1/2023 ; During business hours : 0 ; After business hours : 20 ; Sales/Marketing *614393 - Pape Family Cemetary; Investment Related - Yes; Bronson, Texas; Family Cemetary on Private Property. Income generated from family members to be used solely for maintenance of property. ; Sole Proprietor/Owner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2025; During Business Hours: 0; After Business Hours: 0.5; All aspects of the organization from administrative through physical maintenance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-22
S63 Uniform Securities Agent State Law Examination 1997-08-19
  • S65 Uniform Investment Adviser Law Examination
    1997-08-22
  • S63 Uniform Securities Agent State Law Examination
    1997-08-19
Other Names
  • Jeff Pape

View on SEC IAPD

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