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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 06/2016 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 06/2016 | Present |
I*5466 Entity Type: Rental Property Name of outside business organization: none Address of business: Pacific Palisades, California, 90272 Nature of business: No Start date of relationship: 11/1/2016 Number of hours devoted: 1 hour Number of hours devoted during trading hours: 0 I*911250 For profit or not for profit: Entity For Profit Name of outside business organization: Aylward Family Properties LLC Investment related: No Address of business: Pacific Palisades, California, 90272 Position, title, association: General Partner/Managing Member Start date of relationship: 7/1/2022 Number of hours devoted: 1 hour Yearly Number of hours devoted during trading hours: 0 Duties: Manage our family real estate investment property I*4970267 Entity Type: For Profit Name of OBA: XXXXX Akron, LLC Address: Pacific Palisades, California, 90272 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 09/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Asset protection while renting out my former primary residence None. We plan to hire a leasing agent and a property manager
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-20 |
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