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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-09-13
  • CA RA
    APPROVED
    Since 2016-09-13

Branch Locations

12830 El Camino Real, San Diego, CA 92130 • United States

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 06/2016 Present
Bank Of America, N.A. Los Angeles CA 06/2016 Present
Previous Registrations
Other Businesses

I*5466 Entity Type: Rental Property Name of outside business organization: none Address of business: Pacific Palisades, California, 90272 Nature of business: No Start date of relationship: 11/1/2016 Number of hours devoted: 1 hour Number of hours devoted during trading hours: 0 I*911250 For profit or not for profit: Entity For Profit Name of outside business organization: Aylward Family Properties LLC Investment related: No Address of business: Pacific Palisades, California, 90272 Position, title, association: General Partner/Managing Member Start date of relationship: 7/1/2022 Number of hours devoted: 1 hour Yearly Number of hours devoted during trading hours: 0 Duties: Manage our family real estate investment property I*4970267 Entity Type: For Profit Name of OBA: XXXXX Akron, LLC Address: Pacific Palisades, California, 90272 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 09/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Asset protection while renting out my former primary residence None. We plan to hire a leasing agent and a property manager

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-12
S63 Uniform Securities Agent State Law Examination 2010-10-20
  • S65 Uniform Investment Adviser Law Examination
    2016-09-12
  • S63 Uniform Securities Agent State Law Examination
    2010-10-20

View on SEC IAPD

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