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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-11
  • TX RA
    APPROVED
    Since 2026-06-11

Branch Locations

24 Waterway Avenue Suite 600, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc The Woodlands TX 05/2013 12/2023
Morgan Stanley Private Bank, N.A. The Woodlands TX 05/2013 12/2023
Wells Fargo Clearing Services, Llc The Woodlands TX 08/2024 04/2026
Wells Fargo Bank, Na The Woodlands TX 08/2024 04/2026
Hiatus, Travel The Woodlands TX 12/2023 08/2024
Morgan Stanley Woodlands TX 06/2026 Present
  • 05/2013 → 12/2023
    Morgan Stanley Smith Barney Llc
    The Woodlands, TX
  • 05/2013 → 12/2023
    Morgan Stanley Private Bank, N.A.
    The Woodlands, TX
  • 08/2024 → 04/2026
    The Woodlands, TX
  • 08/2024 → 04/2026
    Wells Fargo Bank, Na
    The Woodlands, TX
  • 12/2023 → 08/2024
    Hiatus, Travel
    The Woodlands, TX
  • 06/2026 → Present
    Woodlands, TX
Previous Registrations
Other Businesses

My husband inherited four investment properties located in Baton Rouge, Louisiana December 2021. He solely owns and manages the properties. Property addresses: 1) 2006 Ramsey Dr., Baton Rouge, LA 70808, 2) 2215 Terrace Ave., Baton Rouge, LA 70806, 3) 3514 Marie Dr. Unit 2, Baton Rouge, LA 70806, 4) 9260 Alder Dr., Baton Rouge, LA 70817. I am involved less than one hour per month. *698458 - Estate of Margaret McConnell; Investment related - Yes; Conroe, Texas; Rental Property; No position. Rick is my spouse, from time to time I may take a message concerning the rental properties (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 1; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-17
S63 Uniform Securities Agent State Law Examination 1999-11-16
  • S66 Uniform Combined State Law Examination
    2024-10-17
  • S63 Uniform Securities Agent State Law Examination
    1999-11-16
Other Names
  • Janet Sullivan Perry
  • Janet Leigh Sullivan Perry
  • Janet Leigh Sullivan
  • Janet S Perry

View on SEC IAPD

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