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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-11 |
Branch Locations
24 Waterway Avenue Suite 600, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | The Woodlands | TX | 05/2013 | 12/2023 |
| Morgan Stanley Private Bank, N.A. | The Woodlands | TX | 05/2013 | 12/2023 |
| Wells Fargo Clearing Services, Llc | The Woodlands | TX | 08/2024 | 04/2026 |
| Wells Fargo Bank, Na | The Woodlands | TX | 08/2024 | 04/2026 |
| Hiatus, Travel | The Woodlands | TX | 12/2023 | 08/2024 |
| Morgan Stanley | Woodlands | TX | 06/2026 | Present |
My husband inherited four investment properties located in Baton Rouge, Louisiana December 2021. He solely owns and manages the properties. Property addresses: 1) 2006 Ramsey Dr., Baton Rouge, LA 70808, 2) 2215 Terrace Ave., Baton Rouge, LA 70806, 3) 3514 Marie Dr. Unit 2, Baton Rouge, LA 70806, 4) 9260 Alder Dr., Baton Rouge, LA 70817. I am involved less than one hour per month. *698458 - Estate of Margaret McConnell; Investment related - Yes; Conroe, Texas; Rental Property; No position. Rick is my spouse, from time to time I may take a message concerning the rental properties (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-16 |
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