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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R3 Infomedia | Skopje | 03/2016 | 03/2017 | |
| Bank Of America, N.A. | The Woodlands | TX | 10/2017 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | The Woodlands | TX | 04/2017 | Present |
I*965258 For profit or not for profit: Entity Charitable Name of outside business organization: CFA SCOCIETY OF HOUSTON Investment related: N Address of business: Houston, Texas, 77005 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Board Member"], Start date of relationship: 8/31/2022 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , CFA SOCIETY OF HOUSTON IS A NON-PROFIT professional organization that promotes the CFA certification in the finance industry.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-23 |
| S65 | Uniform Investment Adviser Law Examination | 1998-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-01 |
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