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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-26
  • TX RA
    APPROVED
    Since 2017-06-26

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R3 Infomedia Skopje 03/2016 03/2017
Bank Of America, N.A. The Woodlands TX 10/2017 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 04/2017 Present
Other Businesses

I*965258 For profit or not for profit: Entity Charitable Name of outside business organization: CFA SCOCIETY OF HOUSTON Investment related: N Address of business: Houston, Texas, 77005 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Board Member"], Start date of relationship: 8/31/2022 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , CFA SOCIETY OF HOUSTON IS A NON-PROFIT professional organization that promotes the CFA certification in the finance industry.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-23
S65 Uniform Investment Adviser Law Examination 1998-01-09
S63 Uniform Securities Agent State Law Examination 1997-10-01
  • S66 Uniform Combined State Law Examination
    2017-06-23
  • S65 Uniform Investment Adviser Law Examination
    1998-01-09
  • S63 Uniform Securities Agent State Law Examination
    1997-10-01

View on SEC IAPD

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