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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
Naperville, IL • United States
1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Downers Grove | IL | 03/1997 | 11/2024 |
| Prudential Insurance Company Of America | Downers Grove | IL | 03/1997 | Present |
| Lpl Enterprise, Llc | Naperville | IL | 11/2024 | Present |
1) 09/23/2024- A.S.K Financial and Insurance Services- Non-Variable Insurance Commission Trails- health insurance- INV Related- At Naperville, IL- Start date 08/15/2011-0 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-12 |
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