Cairo Mauricio Rivera

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-16
FL	RA	APPROVED	1997-06-30

TX RA
APPROVED_RES

Since 2020-04-16
FL RA
APPROVED

Since 1997-06-30

Branch Locations

9130 S. Dadeland Blvd. Suite 1400, Miami, FL 33156 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

INSURANCE SALES THROUGH VARIOUS FIXED COMPANIES. CENTER FOR FINANCIAL TRAINING (CFT), BOARD MEMBER SINCE 07/2017, 245 NE 4TH ST. RM 3704-34, MIAMI, FL. 33132, APPROX 5 HR. MO.-

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-09-09
S65	Uniform Investment Adviser Law Examination	1999-10-04

S63 Uniform Securities Agent State Law Examination

2000-09-09
S65 Uniform Investment Adviser Law Examination

1999-10-04

Other Names

Cairo M Rivera

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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