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Janice Jacqueline Whitten

Oak Harvest Investment Services

Houston, TX

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Current Employers
Oak Harvest Investment Services

920 Memorial City Way Suite 150, Houston, TX 77024 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-24
  • TX RA
    APPROVED
    Since 2023-05-24

Branch Locations

920 Memorial City Way Suite 150, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Houston TX 04/1997 05/2019
Lpl Financial, Llc Houston TX 08/2019 Present
Intrua Financial Llc Houston TX 08/2019 05/2023
Oak Harvest Investment Services Houston TX 05/2023 Present
Oak Harvest Financial Group Houston TX 05/2023 Present
  • 04/1997 → 05/2019
    Invesco
    Houston, TX
  • 08/2019 → Present
    Lpl Financial, Llc
    Houston, TX
  • 08/2019 → 05/2023
    Intrua Financial Llc
    Houston, TX
  • 05/2023 → Present
    Houston, TX
  • 05/2023 → Present
    Oak Harvest Financial Group
    Houston, TX
Previous Registrations
  • 2019-09-23 → 2023-06-06
    Houston, TX
  • 2010-01-01 → 2019-06-03
    Atlanta, GA
  • 2005-07-22 → 2010-01-01
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Other Businesses

Insurance Agent; Oak Harvest Insurance Services, LLC; Investment Related: No; 920 Memorial City Way HOUSTON, TX 77024; 2023-01-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 20;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-21
S63 Uniform Securities Agent State Law Examination 1999-03-26
  • S65 Uniform Investment Adviser Law Examination
    2005-07-21
  • S63 Uniform Securities Agent State Law Examination
    1999-03-26
Designations
Other Names
  • Janice Jacqueline Flores
  • Janice Jacueline Flores
  • Janice Bowen
  • Janice Jacqueline Bowen
  • Janice J Whitten

View on SEC IAPD

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