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920 Memorial City Way Suite 150, Houston, TX 77024 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-24 |
Branch Locations
920 Memorial City Way Suite 150, Houston, TX 77024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco | Houston | TX | 04/1997 | 05/2019 |
| Lpl Financial, Llc | Houston | TX | 08/2019 | Present |
| Intrua Financial Llc | Houston | TX | 08/2019 | 05/2023 |
| Oak Harvest Investment Services | Houston | TX | 05/2023 | Present |
| Oak Harvest Financial Group | Houston | TX | 05/2023 | Present |
Insurance Agent; Oak Harvest Insurance Services, LLC; Investment Related: No; 920 Memorial City Way HOUSTON, TX 77024; 2023-01-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 20;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-26 |
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