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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-08-28
TX RA APPROVED 2019-08-27
  • NJ RA
    APPROVED
    Since 2019-08-28
  • TX RA
    APPROVED
    Since 2019-08-27

Branch Locations

Houston, TX • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin/Templeton Distributors, Inc. San Mateo CA 06/2013 08/2019
Franklin Templeton Financial Services Corp. San Mateo CA 07/2019 08/2019
Blackrock Princeton NJ 08/2019 Present
Blackrock Investments Ll Princeton NJ 08/2019 Present
  • 06/2013 → 08/2019
    Franklin/Templeton Distributors, Inc.
    San Mateo, CA
  • 07/2019 → 08/2019
    Franklin Templeton Financial Services Corp.
    San Mateo, CA
  • 08/2019 → Present
    Blackrock
    Princeton, NJ
  • 08/2019 → Present
    Blackrock Investments Ll
    Princeton, NJ
Previous Registrations
  • 2010-01-05 → 2013-05-30
    Delaware Capital Management Advisers, Inc
    Philadelphia, PA
  • 2003-06-19 → 2009-12-31
    Lincoln Financial Distributors, Inc.
    Houston, TX
    Aurora, CO
    Newtown Square, PA
    Pittsford, NY
  • 2002-06-05 → 2003-05-19
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-27
S63 Uniform Securities Agent State Law Examination 1997-06-20
  • S65 Uniform Investment Adviser Law Examination
    2019-08-27
  • S63 Uniform Securities Agent State Law Examination
    1997-06-20

View on SEC IAPD

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