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Kristen Marisa Freeman

Wells Fargo Advisors Financial Network, LLC

Albuquerque, NM

Albuquerque, NM

Scottsdale, AZ

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-03-04
TX RA APPROVED_RES 2024-03-04
  • NM RA
    APPROVED
    Since 2024-03-04
  • TX RA
    APPROVED_RES
    Since 2024-03-04

Branch Locations

Albuquerque, NM • United States

100 Sun Ave Ne Suite 650 [Office Of Convenience], Albuquerque, NM 87109 • United States

8501 North Scottsdale Rd Ste 150, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Albuquerque NM 05/2003 02/2024
Wells Fargo Advisors Financial Network, Llc Scottsdale AZ 02/2024 Present
Previous Registrations
  • 2004-02-06 → 2024-02-08
    Ubs Financial Services Inc.
    Albuquerque, NM
    Weehawken, NJ
    Albuquerque, NM
    Albuquerque, NM
    Phoenix, AZ
    Albuquerque, NM
    Albuquerque, NM
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-19
S63 Uniform Securities Agent State Law Examination 1997-11-17
  • S65 Uniform Investment Adviser Law Examination
    2003-12-19
  • S63 Uniform Securities Agent State Law Examination
    1997-11-17
Other Names
  • Kristen Marisa Burgmaier
  • Kristen Marisa Burgmaier
  • Kristen M Freeman
  • Kristen Freeman

View on SEC IAPD

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