Thomas John Kelleher

Current Employers

Employment History

• 04/1997 → 11/2017
  B. Riley & Co., Llc
  Los Angeles, CA
• 08/2014 → Present
  B. Riley Financial, Inc.
  Los Angeles, CA
• 02/2015 → 03/2025
  B. Riley Capital Management, Llc
  Los Angeles, CA
• 11/2017 → 11/2017
  Fbr Capital Markets & Co.
  Los Angeles, CA
• 11/2017 → 03/2025
  B. Riley Securities, Inc.
  Los Angeles, CA

Previous Registrations

• 2015-09-30 → 2025-03-27
  B. Riley Capital Management
  Los Angeles, CA
• 2002-10-11 → 2015-07-04
  Riley Investment Management
  Los Angeles, CA
• 2014-01-02 → 2015-06-23
  B. Riley Asset Management, Llc
  Los Angeles, CA
• 2008-03-14 → 2014-04-16
  B. Riley & Co., Llc
  Newport Beach, CA
  New York, NY
  Los Angeles, CA
  Los Angeles, CA
  Woodland Hills, CA

Other Businesses

Co-CEO AND BOARD MEMBER OF B. RILEY FINANCIAL, INC. (PARENT COMPANY OF B. RILEY SECURITIES, INC. AND B. RILEY WEALTH MANAGEMENT, INC.). INVESTMENT-RELATED. START: 08/2014 AND 11/2015, RESPECTIVELY. MAJORITY OF BUSINESS CONDUCTED DURING MARKET HOURS. APPROX. 50 HRS/MTH.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-07-08

Other Names

• Tom Kelleher