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Brian Matthew Leeton

Wells Fargo Clearing Services, LLC

Corpus Christi, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-11-03
  • TX RA
    APPROVED
    Since 2004-11-03

Branch Locations

800 N Shoreline Blvd Ste 1500, North Tower, Corpus Christi, TX 78401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Corpus Christi TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Corpus Christi TX 11/2016 Present
Previous Registrations
Other Businesses

EXECUTOR FOR SISTER IN LAW, INV RELATED, CORPUS CHRISTI, TX, START 8/26/2019, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-02
S63 Uniform Securities Agent State Law Examination 1997-07-03
  • S65 Uniform Investment Adviser Law Examination
    2004-11-02
  • S63 Uniform Securities Agent State Law Examination
    1997-07-03

View on SEC IAPD

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