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Red Bank, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-08 |
Branch Locations
Red Bank, NJ • United States
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Laidlaw And Company | New York | NY | 06/2013 | Present |
| Network 1 Financial Securities, Inc. | Red Bank | NJ | 07/2019 | Present |
| Network 1 Financial Advisors, Inc. | Red Bank | NJ | 01/2025 | Present |
Network 1 Financial Advisors, Inc., 2 Bridge Avenue, Suite 241, Red Bank, NJ 07701. Start date: 1/17/2025. Investment-related. Nature of business: investment advisory firm. Position: Investment Advisor. Time devoted to OBA during trading hours: 20/month. Time devoted to OBA during non-trading hours: 20/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-09 |
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