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Sheldon K Focht

Charles Schwab & Co., Inc.

Lone Tree, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-09
CO RA APPROVED 2016-03-25
  • TX RA
    APPROVED_RES
    Since 2023-01-09
  • CO RA
    APPROVED
    Since 2016-03-25

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 09/1999 Present
Charles Schwab Bank Ssb Lone Tree CO 08/2021 Present
Vine North Seattle WA 11/2022 Present
  • 09/1999 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 08/2021 → Present
    Charles Schwab Bank Ssb
    Lone Tree, CO
  • 11/2022 → Present
    Vine
    North Seattle, WA
Previous Registrations
Other Businesses

1) Vine | Investment Related:No|Retail|Reviewer|11/8/2022|Less than 20|0|Reviewing products listed on Amazon.com

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-21
S63 Uniform Securities Agent State Law Examination 2000-01-20
  • S66 Uniform Combined State Law Examination
    2003-10-21
  • S63 Uniform Securities Agent State Law Examination
    2000-01-20
Other Names
  • Sheldon Keith Focht

View on SEC IAPD

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