James Allen Mayes

Current Employers

Alexander Capital Wealth Management Llc

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-16

CA RA
APPROVED

Since 2025-01-16

Branch Locations

Azusa, CA • United States

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Financial West Group	Westlake Village	CA	09/2012	08/2017
Western International Securities, Inc.	Pasadena	CA	08/2017	Present

09/2012 → 08/2017

Financial West Group

Westlake Village, CA
08/2017 → Present

Western International Securities, Inc.

Pasadena, CA

Previous Registrations

2017-08-21 → 2023-06-01

Western International Securities, Inc.

Woodland Hills, CA

Pasadena, CA
2013-09-27 → 2017-08-21

Financial West Group

Tarzana, CA

Other Businesses

1. Accident & Health, and Life Insurance; Investment-Related; Agent 2. DBA AMAYESINC SERVICES S CORP, Minister, 50% Owner, Non-Investment Related: Ministry , Book Sales/Writing, Speaking Engagements (Ministry Related). Devote 12 hours per week.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-27
S63	Uniform Securities Agent State Law Examination	1997-06-18

S66 Uniform Combined State Law Examination

2013-09-27
S63 Uniform Securities Agent State Law Examination

1997-06-18

View on SEC IAPD