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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-05
ND RA APPROVED 2025-09-05
  • MN RA
    APPROVED
    Since 2025-09-05
  • ND RA
    APPROVED
    Since 2025-09-05

Branch Locations

Grand Forks, ND • United States

808 Washington Ave Suite 22A, Detroit Lakes, MN 56501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Detroit Lakes MN 02/1999 09/2025
Money Matters Nd Inc Reiles Acres ND 07/2010 Present
Ee Dorsett & Associates, Inc. Fargo ND 02/2004 Present
Clearpath Advisors Detroit Lakes MN 10/2013 Present
Avantax Insurance Agency And/Or Avantax Insurance Service Detroit Lakes MN 02/1999 09/2025
Cetera Wealth Services, Llc Grand Forks ND 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 02/1999 → 09/2025
    Avantax Investment Services, Inc.
    Detroit Lakes, MN
  • 07/2010 → Present
    Money Matters Nd Inc
    Reiles Acres, ND
  • 02/2004 → Present
    Ee Dorsett & Associates, Inc.
    Fargo, ND
  • 10/2013 → Present
    Clearpath Advisors
    Detroit Lakes, MN
  • 02/1999 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Service
    Detroit Lakes, MN
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Grand Forks, ND
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 1999-07-07 → 2025-09-05
    Avantax Advisory Services
    Fargo, ND
    Detroit Lakes, MN
    Grand Forks, ND
    Detroit Lakes, MN
Other Businesses

1) Money Matters MN, Inc. 107 Graystone Plaza~Detroit Lakes~MN~56501~Accounting Services/Tax Preparation~Owner~7/11/2010~200hrs~120hrs~CEO and Principal Tax Advisor. Tax Preparation of over 300 tax returns 2) EE Dorsett & Associates, Inc. 112 University Dr N~Fargo~ND~58102~Insurance Agent~Agent~2/25/2004~3hrs~0hrs~Online maintaining an affiliation to receive commission on previously placed health insurance business 3) Money Matters ND, Inc. 4650 35th Ave N~Reiles Acres~ND~58102~Accounting Services/Tax Preparation~Employee~7/11/2010~60hrs~0hrs~I provided preparation of forms 1040, 1120, 1120S, and 990 for individuals and businesses. I also provide tax specific advice to those same clients.| 4) CLEARPATH ADVISORS POSITION: President NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 10/07/2013 ADDRESS: 107 Graystone Plaza, Detroit Lakes MN 56501, DESCRIPTION: CEO and Principal Tax Advisor. Tax Preparation of over 300 tax returns 5) NAMELESS RACING LLC POSITION: Single Member/Manager NATURE: Racing team active in motor sports specifically drag racing. Providing sponsorship and marketing opportunities to those who are interested. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 4 START DATE: 03/03/2023 ADDRESS: 417 Main Ave, Ste 209, Fargo ND 58103, US; Driver, mechanic, recruiting of potential sponsors. Team management along with other three members of the race team in equal measure.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-28
S63 Uniform Securities Agent State Law Examination 1997-07-03
  • S65 Uniform Investment Adviser Law Examination
    1998-01-28
  • S63 Uniform Securities Agent State Law Examination
    1997-07-03
Other Names
  • Mike Johnson
  • Michael Johnson

View on SEC IAPD

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