Thomas John Mccarthy

Current Employers

Employment History

• 05/2013 → 02/2019
  J.W. Cole Financial, Inc.
  Old Bridge, NJ
• 05/2013 → 02/2019
  J. W. Cole Advisors, Inc.
  Tampa, FL
• 02/2019 → 03/2025
  The Investment Center Inc
  Mountainside, NJ
• 02/2019 → 03/2025
  Ic Advisory Services Inc
  Mountainside, NJ
• 03/2025 → Present
  Lpl Financial Llc
  Mountainside, NJ

Previous Registrations

• 2019-02-26 → 2025-03-06
  Ic Advisory Services, Inc.
  Old Bridge, NJ
  Bedminster, NJ
  Mountainside, NJ
• 2013-05-10 → 2019-03-22
  J. W. Cole Advisors, Inc.
  Tampa, FL
  Old Bridge, NJ
• 2012-03-26 → 2013-05-10
  Financial Advisers Of America, Llc
  Carlsbad, CA
  Carlsbad, CA
  Carlsbad, CA
  Old Bridge, NJ
  Brooklyn, NY
• 2006-08-28 → 2007-01-12
  Cetera Wealth Services, Llc
  Allenwood, NJ
• 2002-10-18 → 2006-08-22
  Cuso Financial Services, L.P.
  Bridgewater, NJ
  Bridgewater, NJ

Other Businesses

1. 03/06/2025- Alpha Home Services, LLC- Business Owner- Not INV Related- Home Based- Start date 04/02/2018- 2 Hours Per Month 2. 03/06/2025- Thomas McCarthy- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 02/01/2019- 2 Hours Per Month- 2 Hours During Trading 3. 03/06/2025- Clear Focus- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 10/17/2022- 80 Hours Per Month- 60 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-28
• S63 Uniform Securities Agent State Law Examination
  1997-11-25