Aaron Lapoint

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-01-02
CO	RA	APPROVED	2012-01-03

TX RA
APPROVED

Since 2022-01-02
CO RA
APPROVED

Since 2012-01-03

Branch Locations

9875 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	09/1999	Present
Schwab Wealth Advisory Inc	Lone Tree	CO	01/2012	Present

09/1999 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
01/2012 → Present

Schwab Wealth Advisory Inc

Lone Tree, CO

Other Businesses

Part owner for Integrative Health/Sports, Healthcare Services, non investment related, 5191 S. Yosemite, Suite B, Greenwood Village, CO, start 06/10/2015, the other owner runs the operation, help out if needed, less than 20 hours per month, none during securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-12-22
S63	Uniform Securities Agent State Law Examination	2000-02-29

S66 Uniform Combined State Law Examination

2003-12-22
S63 Uniform Securities Agent State Law Examination

2000-02-29