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Ottawa Hills, OH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-10-02 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington Investment Company | Toledo | OH | 01/2014 | 05/2017 |
| Huntington Bank | Toledo | OH | 12/2013 | 05/2017 |
| The Westchester Group, Llc | Ottawa Hills | OH | 06/2017 | Present |
My wife is a SILENT MINORITY PARTNER IN MARIEMONT CAPITAL LLC. THIS IS AN INVESTMENT RELATED COMPANY. START DATE WAS 12/1/2013. Due to my relationship with my wife, I HAVE A PASSIVE POSITION IN WHICH MY PERSONAL MONIES ARE BEING INVESTED IN NON INVESTMENT GRADE MBS. 6710 MARIEMONT AVENUE, MARIEMONT OH 45227. 0 HOURS PER MONTH DEVOTED TO THIS BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-02-21 |
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