Richard Lee Ralston

Current Employers

Employment History

• 06/2014 → 06/2017
  Sterne Agee Financial Services, Inc.
  Pensacola, FL
• 01/2015 → 06/2017
  Sterne Agee Investment Advisor Services, Inc.
  Birmingham, AL
• 06/2014 → 06/2017
  Sa Stone Wealth Management
  Pensacola, FL
• 01/2015 → 07/2017
  Sa Stone Investment Advisors
  Pensacola, FL
• 07/2017 → 02/2025
  Concourse Financial Group Securities Inc
  Pensacola, FL
• 02/2005 → Present
  (Dba) Parkway Financial Group
  Pensacola, FL
• 01/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2017-07-10 → 2025-02-21
  Concourse Financial Group Securities, Inc.
  Pensacola, FL
  Traverse City, MI
  Birmingham, AL
  Pensacola, FL
  Birmingham, AL
• 2015-01-30 → 2017-07-11
  Stonex Advisors Inc.
  Birmingham, AL
• 2010-02-23 → 2015-01-30
  Wrp Investments, Inc.
  Traverse City, MI
  Pensacola, FL
  Youngstown, OH
  Youngstown, OH

Other Businesses

(dba) PARKWAY FINANCIAL GROUP; Investment Related; 2629 Creighton Road, Suite 3, Pensacola, FL 32504; Financial Services; President; Start Date 02/2005; 175 hours per month with 150 hours per month occurring during trading hours; Provide investment advice and services as well as insurance products and services to include life, disability, and long-term care.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-02-22
• S63 Uniform Securities Agent State Law Examination
  1997-06-17

Other Names

• Rich Ralston
• Rich Lee Ralston