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Michelle M Kowal

Ubs Financial Services Inc.

Niceville, FL

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1999-04-13
  • FL RA
    APPROVED
    Since 1999-04-13

Branch Locations

Niceville, FL • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mertins Investment & Insurance Services Pensacola FL 03/1998 Present
Ubs Financial Services Inc. Pensacola FL 03/1999 Present
  • 03/1998 → Present
    Mertins Investment & Insurance Services
    Pensacola, FL
  • 03/1999 → Present
    Ubs Financial Services Inc.
    Pensacola, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-17
  • S63 Uniform Securities Agent State Law Examination
    1999-09-17
Other Names
  • Michelle Mitchell
  • Brenda M Mitchell
  • Brenda Michelle Mitchell
  • Brenda Michelle Mitchell-Kowal
  • Michelle Michelle Mitchell-Kowal
  • Michelle Mitchell Kowal

View on SEC IAPD

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