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Douglas Carlton Rule

Morgan Stanley

Ridgeland, MS

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
MS RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • MS RA
    APPROVED
    Since 2009-06-01

Branch Locations

1018 Highland Colony Parkway Suite 105, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Ridgeland MS 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley
    Ridgeland, MS
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-28
S63 Uniform Securities Agent State Law Examination 1997-07-02
  • S65 Uniform Investment Adviser Law Examination
    1997-07-28
  • S63 Uniform Securities Agent State Law Examination
    1997-07-02
Other Names
  • Douglas Carlton Doug Rule
  • Doug Carlton Rule
  • Douglas C Rule
  • Doug Rule

View on SEC IAPD

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Other Offices

SMITH SHELLNUT WILSON · RIDGELAND, MS
PARK AVENUE SECURITIES LLC · RIDGELAND, MS
FOCUS PARTNERS WEALTH, LLC · RIDGELAND, MS
FOCUS PARTNERS WEALTH, LLC · RIDGELAND, MS
EAGLE STRATEGIES LLC · RIDGELAND, MS
GRANTHAM POOLE ADVISORS, LLC · RIDGELAND, MS
RAYMOND JAMES & ASSOCIATES, INC. · RIDGELAND, MS
SIGNAL ADVISORS WEALTH, LLC · Ridgeland, MS

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