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Timothy Michael Novak

Janney Montgomery Scott LLC

Independence, OH

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-14
DC RA APPROVED 2013-04-29
CA RA APPROVED 2011-09-22
NC RA APPROVED 2011-07-07
MI RA APPROVED 2010-01-25
OH RA APPROVED 2005-06-25
  • TX RA
    APPROVED_RES
    Since 2019-05-14
  • DC RA
    APPROVED
    Since 2013-04-29
  • CA RA
    APPROVED
    Since 2011-09-22
  • NC RA
    APPROVED
    Since 2011-07-07
  • MI RA
    APPROVED
    Since 2010-01-25
  • OH RA
    APPROVED
    Since 2005-06-25

Branch Locations

5005 Rockside Road Suite 215, Independence, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 06/2005 Present
Previous Registrations
  • 2005-05-09 → 2005-06-25
    Parker/Hunter Incorporated
    Cleveland, OH
Other Businesses

Wichita Ave. Properties, Cleveland, OH. Owner/Landlord of rental property. Compensated, 1 hr./month, not investment related, start 05/2021.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-03
S63 Uniform Securities Agent State Law Examination 1997-07-02
  • S65 Uniform Investment Adviser Law Examination
    1997-10-03
  • S63 Uniform Securities Agent State Law Examination
    1997-07-02

View on SEC IAPD

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M HOLDINGS SECURITIES, INC.

Other Investors

SEAN ALLEN ORICK
JAVIER ENRIQUE CORDERO CONDE
DAVID R ABATE
PETER JAMES BRUNTON
BRIAN EUGENE MARTIN
MARK M TEPPER
ANTHONY A ZABIEGALA
MICHAEL T NOWACKI

Other Offices

STRATEGIC WEALTH PARTNERS, LTD. · INDEPENDENCE, OH
SWP INVESTMENT MANAGEMENT LLC · INDEPENDENCE, OH
EDGEWATER CAPITAL PARTNERS · INDEPENDENCE, OH
GATEPASS CAPITAL, LLC · INDEPENDENCE, OH
SPINNAKER FINANCIAL GROUP, LLC · INDEPENDENCE, OH
APPALOOSA WEALTH MANAGEMENT LLC · INDEPENDENCE, OH
BURNS FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH

More in Independence, OH

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