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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • PA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Newtown Square, PA • United States

1735 Market St Mellon Bank Center, Philadelphia, PA 19103-2998 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed N/A PA 07/2016 06/2017
Td Ameritrade Phila. PA 07/2017 01/2019
Fidelity Brokerage Services Llc King Of Prussia PA 01/2019 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2016 → 06/2017
    Unemployed
    N/A, PA
  • 07/2017 → 01/2019
    Td Ameritrade
    Phila., PA
  • 01/2019 → Present
    Fidelity Brokerage Services Llc
    King Of Prussia, PA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2019-01-25 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    King Of Prussia, PA
  • 2017-07-20 → 2019-01-07
    Td Ameritrade, Inc.
    Philadelphia, PA
  • 2017-07-20 → 2019-01-07
    Td Ameritrade Investment Management, Llc
    Philadelphia, PA
  • 2007-07-26 → 2016-06-28
    Kestra Investment Services, Llc
    Radnor, PA
    Austin, TX
    Radnor, PA
  • 2016-04-19 → 2016-06-28
    Radnor, PA
  • 2002-10-30 → 2008-12-09
    Capital Management Consultants,Inc.
    Newtown Square, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-22
S63 Uniform Securities Agent State Law Examination 1997-04-26
  • S65 Uniform Investment Adviser Law Examination
    1999-03-22
  • S63 Uniform Securities Agent State Law Examination
    1997-04-26
Designations
Other Names
  • John J Sullivan

View on SEC IAPD

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