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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-01 |
Branch Locations
1481 Forest Avenue, Staten Island, NY 10302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Short Hills | NJ | 08/2016 | 05/2024 |
| Bank Of America, N.A. | Short Hills | NJ | 12/2016 | 05/2024 |
| Northfield Bank | Staten Island | NY | 05/2024 | Present |
| Lpl Financial | Staten Island | NY | 05/2024 | Present |
1. 04/26/2024- Northfield Investment Services- Inv Rel- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s) 2. 04/26/2024- Real Estate Rental- NJ 08823- Inv Rel- 1 hr per mnth- 1 hr during trading- start date 10/15/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-01 |
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