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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
Branch Locations
8888 Keystone Crossing Suite 1300, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Carmel | IN | 10/2010 | 01/2024 |
| Agia | Houston | TX | 12/2022 | 01/2024 |
| The Prudential Insurance Company Of America | Indianapolis | IN | 01/2024 | Present |
| Pruco Securities, Llc | Indianapolis | IN | 01/2024 | 11/2024 |
| Lpl Enterprise, Llc | Fishers | IN | 11/2024 | Present |
DIME PIECE SPORTSA CARDS LLC POSITION: Owner/partner NATURE: Retail Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 6271 E Ablington Ct, Camby IN 46113, United States DESCRIPTION: Buy and sell sports cards and collectibles with my son who is also owner/partner.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-02 |
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