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Russell Paul Carlson

Aria Wealth Management

Dunwoody, GA

Saratoga, CA

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Current Employers
Aria Wealth Management

20640 3Rd Steet Suite 300, Saratoga, CA 95070 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-08-16
  • GA RA
    APPROVED
    Since 2017-08-16

Branch Locations

Dunwoody, GA • United States

20640 3Rd Steet Suite 300, Saratoga, CA 95070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concert Wealth Management, Inc. San Jose CA 08/2013 Present
Aria Wealth Management, Inc. San Jose CA 07/2017 Present
  • 08/2013 → Present
    Concert Wealth Management, Inc.
    San Jose, CA
  • 07/2017 → Present
    Aria Wealth Management, Inc.
    San Jose, CA
Previous Registrations
  • 2013-09-03 → 2017-12-31
    Concert Wealth Management
    Dunwoody, GA
    San Jose, CA
  • 2003-01-30 → 2013-09-04
    American Wealth Management, Inc.
    Alpharetta, GA
    Alpharetta, GA
    Atlanta, GA
Other Businesses

INSURANCE SALES, GA #521110. INFREQUENT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-05-27
S65 Uniform Investment Adviser Law Examination 1997-05-27
  • S63 Uniform Securities Agent State Law Examination
    1997-05-27
  • S65 Uniform Investment Adviser Law Examination
    1997-05-27
Other Names
  • Russ Carlson

View on SEC IAPD

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