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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-10-31
TX RA APPROVED_RES 2023-10-31
  • NJ RA
    APPROVED
    Since 2023-10-31
  • TX RA
    APPROVED_RES
    Since 2023-10-31

Branch Locations

Teaneck, NJ • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 05/2010 10/2023
Penn Mutual Life Insurance Co Horsham PA 05/2010 10/2023
Kestra Investment Services, Llc Teaneck NJ 10/2023 Present
Kestra Advisory Services, Llc Teaneck NJ 10/2023 Present
  • 05/2010 → 10/2023
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 05/2010 → 10/2023
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 10/2023 → Present
    Kestra Investment Services, Llc
    Teaneck, NJ
  • 10/2023 → Present
    Teaneck, NJ
Previous Registrations
Other Businesses

Name: KESTRA ADVISORY SERVICES POSI: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2023 ADDRESS: 5707 Southwest Parkway, Bldg 2 Suite 400, Austin TX 78735 DESCRIPTION: IAR Name: ONEG SHEMESH LLC POSI: Owner NOB: Real Estate INV REL: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 9261 East Bay Harbor Drive, Unit #903, Bay Harbor Islands FL 33154 DESCRIPTION: Bill pay associated with apartment ownership. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: BORGER FINANCIAL POSITION: RR, IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2016 ADDRESS: 387 Rutland Avenue, Teaneck NJ 07666, United States DESCRIPTION: RR, IAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-24
S63 Uniform Securities Agent State Law Examination 2003-06-13
  • S66 Uniform Combined State Law Examination
    2011-10-24
  • S63 Uniform Securities Agent State Law Examination
    2003-06-13
Other Names
  • Elie Borger
  • Lawrence Stuart Borger

View on SEC IAPD

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