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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-10-31 |
| TX | RA | APPROVED_RES | 2023-10-31 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 05/2010 | 10/2023 |
| Penn Mutual Life Insurance Co | Horsham | PA | 05/2010 | 10/2023 |
| Kestra Investment Services, Llc | Teaneck | NJ | 10/2023 | Present |
| Kestra Advisory Services, Llc | Teaneck | NJ | 10/2023 | Present |
Name: KESTRA ADVISORY SERVICES POSI: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2023 ADDRESS: 5707 Southwest Parkway, Bldg 2 Suite 400, Austin TX 78735 DESCRIPTION: IAR Name: ONEG SHEMESH LLC POSI: Owner NOB: Real Estate INV REL: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 9261 East Bay Harbor Drive, Unit #903, Bay Harbor Islands FL 33154 DESCRIPTION: Bill pay associated with apartment ownership. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: BORGER FINANCIAL POSITION: RR, IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2016 ADDRESS: 387 Rutland Avenue, Teaneck NJ 07666, United States DESCRIPTION: RR, IAR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-13 |
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