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Amy Marie Mcguire

Rbc Capital Markets, LLC

Lincoln, NE

Lincoln, NE

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2021-01-25
TX RA APPROVED 2021-01-14
  • NE RA
    APPROVED
    Since 2021-01-25
  • TX RA
    APPROVED
    Since 2021-01-14

Branch Locations

8800 Firethorn Lane Suite 200, Lincoln, NE 68520 • United States

Lincoln, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Lincoln NE 02/2009 01/2021
Rbc Capital Markets, Llc Lincoln NE 01/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-22
S63 Uniform Securities Agent State Law Examination 1997-07-02
  • S66 Uniform Combined State Law Examination
    2007-12-22
  • S63 Uniform Securities Agent State Law Examination
    1997-07-02
Other Names
  • Amy M Mcguire

View on SEC IAPD

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