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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 01/2015 | 05/2022 |
| Amazon | Harleysville | PA | 12/2019 | 04/2020 |
| Self-Employed | Lansdale | PA | 11/2019 | 06/2022 |
| Fidelity Investments | Durham | NC | 05/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-68868|OrgNmn:Uber|Org Addr:Lansdale,Pennsylvan,US|OBA Nature:Ride share service |Invst Rel:N|Title:Independent Contractor|Duties:Driver|StrtDt:11-30-19|TotHrs/mon:40|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-18 |
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