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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-01 |
| IL | RA | APPROVED | 2014-12-26 |
| NJ | RA | APPROVED | 2012-06-12 |
Branch Locations
190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States
Willow Springs, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman Llc | Chicago | IL | 11/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-20 |
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