Bertha Valentine

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-08-24

TX RA
APPROVED_RES

Since 2011-08-24

Branch Locations

2815 Townsgate Rd, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Westlake Village	CA	01/2011	Present

01/2011 → Present

Merrill Lynch

Westlake Village, CA

Other Businesses

I*3016288 Entity Type: N/A Name of OBA: S.G. Special Needs Trust Address:West Hills California Investment Related:No Position, Title, Association:Executor Start Date:01/25/2027 No Hours: 1 Monthly No Hours during trading:0 Monthly Duties:Executor for Parents

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-05-08

S63 Uniform Securities Agent State Law Examination

2000-05-08

Other Names

Bertha Valentine

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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