Ghazaleh Kayvan Ebrahimi

Current Employers

Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-05

CA RA
APPROVED

Since 2026-01-05

Branch Locations

San Francisco, CA • United States

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

1000 Sw Broadway Suite 1220, Portland, OR 97205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	San Francisco	CA	11/2011	11/2020
Aegis Capital Corp	San Francisco	CA	11/2020	Present

11/2011 → 11/2020

Stifel Nicolaus & Co Inc

San Francisco, CA
11/2020 → Present

Aegis Capital Corp

San Francisco, CA

Previous Registrations

2011-11-02 → 2020-11-25

Stifel, Nicolaus & Company, Incorporated

San Francisco, CA

San Francisco, CA
2002-08-12 → 2011-11-02

Stone & Youngberg Llc

San Francisco, CA

San Francisco, CA

Other Businesses

1) Rental Properties (3); Property owner; Managing my properties; 08/29/2003; 50.00 Hour(s) Per Year; not during securities trading hours; Investment-Related 2) ACC AGENCY INC. 1305 WALT WHITMAN RD. STE 120 MELVILLE, NY 11747; INVESTMENT RELATED; GENERAL INSURANCE AGENCY; AGENT, PRODUCER; START DATE: 08/29/2023; 5-10 HOURS PER MONTH DEVOTED TO BUSINESS, 5-10 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-06-21
S63	Uniform Securities Agent State Law Examination	1998-03-06

S65 Uniform Investment Adviser Law Examination

2002-06-21
S63 Uniform Securities Agent State Law Examination

1998-03-06

View on SEC IAPD