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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-12-22
  • CT RA
    APPROVED
    Since 2023-12-22

Branch Locations

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

North Reading, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Boston MA 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-25
S63 Uniform Securities Agent State Law Examination 1998-01-21
  • S65 Uniform Investment Adviser Law Examination
    2004-09-25
  • S63 Uniform Securities Agent State Law Examination
    1998-01-21

View on SEC IAPD

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