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7474 North Figueroa Street Suite 100, Los Angeles, CA 90041 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2006-11-02 |
Branch Locations
7474 North Figueroa Street Suite 100, Los Angeles, CA 90041 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2006 | 01/2017 |
| Mason & Associates, Inc | Los Angeles | CA | 08/2006 | Present |
1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)SUN MI SHIM, NOTARY PUBLIC 7474 N. FIGUEROA STREET LOS ANGELES, CA 90041. BEGAN 07/01/2002 AS NOTARY PUBLIC. NOT INVESTMENT RELATED. DEVOTES 1 HR/YR. NONE DURING TRADING. 3)SUN MI SHIM, NOTARY PUBLIC 7474 N. FIGUEROA STREET LOS ANGELES, CA 90041. BEGAN 6/2011 AS CFP,EA DESIGNEE. INVESTMENT RELATED. DEVOTES 5 HR/WK-NONE DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-26 |
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