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Inactive

Muata Rikondja Mahluli

Facet

Beverly Hills, MI

West Palm Beach, FL

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Current Employers
Facet

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-25
MI RA APPROVED 2020-08-07
  • TX RA
    APPROVED
    Since 2021-02-25
  • MI RA
    APPROVED
    Since 2020-08-07

Branch Locations

Beverly Hills, MI • United States

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Southfield MI 10/2014 10/2016
Tiaa-Cref Individual & Institutional Services, Llc Southfield MI 10/2014 10/2016
Charles Schwab & Co., Inc. Novi MI 11/2016 Present
Charles Schwab Bank Novi MI 11/2016 07/2020
Facet Wealth Baltimore MD 07/2020 Present
Facet Wealth Baltimore MD 07/2020 Present
Previous Registrations
Other Businesses

Board of Directors; The Detroit Recovery Project Board Member; Investment Related: No; Location: 1121 East McNichols Rd. Detroit, MI 48203; Description of the business: DRP is a private non-profit corporation dedicated to supporting recovery which strengthens, rebuilds, and empowers individuals, families and communities who are experiencing co-occurring mental illness, and substance use disorders. This is accomplished by ensuring access to integrated networks of competent holistic health services.; Responsibilities Duties: Guide and advise the CEO/President with the direction of the agency; Start date with business: January 31, 2013; Hours devoted to business outside trading hours: 1;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-19
S63 Uniform Securities Agent State Law Examination 1997-06-27
  • S65 Uniform Investment Adviser Law Examination
    2005-12-19
  • S63 Uniform Securities Agent State Law Examination
    1997-06-27
Designations
Other Names
  • Michael Andre Miller
  • Muata Rikondja Mahluli
  • Muata R Mahluli

View on SEC IAPD

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