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2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-25 |
| MI | RA | APPROVED | 2020-08-07 |
Branch Locations
Beverly Hills, MI • United States
2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Southfield | MI | 10/2014 | 10/2016 |
| Tiaa-Cref Individual & Institutional Services, Llc | Southfield | MI | 10/2014 | 10/2016 |
| Charles Schwab & Co., Inc. | Novi | MI | 11/2016 | Present |
| Charles Schwab Bank | Novi | MI | 11/2016 | 07/2020 |
| Facet Wealth | Baltimore | MD | 07/2020 | Present |
| Facet Wealth | Baltimore | MD | 07/2020 | Present |
Board of Directors; The Detroit Recovery Project Board Member; Investment Related: No; Location: 1121 East McNichols Rd. Detroit, MI 48203; Description of the business: DRP is a private non-profit corporation dedicated to supporting recovery which strengthens, rebuilds, and empowers individuals, families and communities who are experiencing co-occurring mental illness, and substance use disorders. This is accomplished by ensuring access to integrated networks of competent holistic health services.; Responsibilities Duties: Guide and advise the CEO/President with the direction of the agency; Start date with business: January 31, 2013; Hours devoted to business outside trading hours: 1;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-27 |
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